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FINRA Proposes Streamlining Competency Exams - New Securities Industry...
The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a proposal with the Securities and Exchange Commission (SEC) to streamline competency exams and facilitate...
View ArticleNew Zealand's Financial Markets Authority Files Charges For Insider Trading
The FMA has filed charges in the Auckland District Court alleging breaches of the insider trading prohibitions contained in the Financial Markets Conduct Act 2013 (FMCA). The charges were filed in...
View ArticleNEX Optimisation Announces The Launch Of NEX Regulatory Reporting, An...
NEX Optimisation, which helps clients simplify complexity and optimise their resources, announces the launch of NEX Regulatory Reporting. Led by Collin Coleman and powered by Abide Financial (Abide), a...
View ArticleSIX Remains Firmly On Track In A Difficult Environment
SIX remained on track in 2016, continuing to hold its position in an increasingly challenging market environment. Operating income was up 1.5% and operating profit rose 2.9% to CHF 287.1 million. SIX...
View ArticleBroadridge Expands Its Global Post-Trade Control Solutions Through...
Broadridge Financial Solutions, Inc. (NYSE:BR) announced today that it has extended its global post-trade control capabilities for sell-side and buy-side firms in capital markets through the...
View ArticleChanging business models in international bank funding
This paper investigates the foreign funding mix of globally active banks. Using BIS international banking statistics for a panel of 12 advanced economies, we detect a structural break in international...
View ArticleFinancial Regulators Of Japan And UK Announce Exchange Of Letters On...
The Financial Services Agency of Japan (JFSA) and the UK’s Financial Conduct Authority (FCA) have exchanged letters on a Co-operation Framework to support innovative FinTech companies. This Exchange of...
View ArticleNasdaq Dubai And Bourse De Tunis Sign MoU For Collaboration On Listings And...
Nasdaq Dubai and Bourse de Tunis have signed a Memorandum of Understanding (MoU) to explore collaboration possibilities, including initiatives regarding existing and future issuers and listings on the...
View ArticleHKEX: Adjustment Of MTR Structured Products, Futures And Options
Hong Kong Exchanges and Clearing Limited (HKEX) has announced the arrangements for the adjustment to MTR Corporation Ltd (MTR) structured products, futures and options to account for MTR's second...
View ArticleCredit Agricole Corporate And Investment Bank Has Selected AxiomSL For Its FR...
AxiomSL, a global leader in risk management, regulatory compliance and data management for financial services, has announced that the New York Branch of Credit Agricole Corporate and Investment Bank...
View ArticleMalaysian Capital Market Grew To RM 2.84 Trillion In 2016 Amidst Global...
The Malaysian capital market grew to RM2.84 trillion in 2016 with total capital raised amounting to RM98.5 billion, according to Securities Commission Malaysia (SC) in conjunction with the release of...
View ArticleKBC Asset Management Selects Axioma’s Risk Solutions For Equities -...
Axioma, a leading provider of enterprise market risk and portfolio management solutions, has entered into an agreement with KBC Asset Management (KBC), to provide Belgium’s largest investment manager...
View ArticleThomson Reuters Teams Up With Tradeweb To Create Suite Of Solutions For MiFID...
Thomson Reuters is creating a holistic suite of reporting services that will support the workflow of market participants in their efforts to meet post-trade transparency requirements mandated by the...
View ArticlePalestine Securities Exchange Monthly Investor Newsletter - February 2017
Click here to download the February edition of the PEX Monthly Investor Newsletter.
View ArticleUK's Payment Systems Regulator: 2017 Set To Be A Record Breaking Year For...
The UK will see more payment service providers, such as challenger banks, gain direct access to the interbank payments systems in 2017, according to a new report published today by the Payment Systems...
View ArticleMoscow Exchange Indices Monthly Review: February 2017
In February, Moscow Exchange"s Indices reflected the negative trend by the MICEX Index on the Russian stock market. The MICEX Index was down 8.19% to 2,035.77 (from 2,217.39 on 31 January), while the...
View ArticleSymphony Financial Partners Appoints Goldman Veteran As New Head Of Business...
Symphony Financial Partners (Singapore) Pte. Ltd. ("Symphony Financial Partners") today announced the appointment of industry veteran Hiroyuki Abe as Head of Business Development based in Tokyo....
View ArticleNN IP Includes Green Bonds In Recently Launched Sustainable Multi-Asset Fund
After having re-launched the NN (L) Patrimonial Balanced European Sustainable fund on 15 December 2016, and observing interest from retail and institutional investors looking for ways to make a...
View ArticleMalta Stock Exchange Newsletter Q4 2016
Click here to download the 4th edition of the MSE Newsletter – this covers the period October to December 2016.
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